FS Bancorp, Inc. — Major Shareholding Notification 2018

Feb 22, 2018

SC 13G/A 1 eps7842_fsbw.htm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 13G (Rule 13d-102)

Information To Be Included In Statements Filed Pursuant To § 240.13d-1(b), (c), and (d) and Amendments Thereto Filed Pursuant To § 240.13d-2

Under the Securities Exchange Act of 1934 (Amendment No. 3) * FS BANCORP, INC. (Name of Issuer)

Common Stock, $0.01 par value per share (Title of Class of Securities)

30263Y104 (CUSIP Number)

February 21, 2018 (Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☑ Rule 13d-1(c)

☐ Rule 13d-1(d)

---

• The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

Field: Page; Sequence: 1

Field: /Page

CUSIP No. 30263Y104 SCHEDULE 13G Page 2 of 5 Pages

1	NAMES OF REPORTING PERSONS Joel S. Lawson IV
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5	SOLE VOTING POWER
	6	SHARED VOTING POWER
	7	SOLE DISPOSITIVE POWER
	8	SHARED DISPOSITIVE POWER
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN

Field: Page; Sequence: 2

Field: /Page

CUSIP No. 30263Y104 SCHEDULE 13G Page 3 of 5 Pages

Item 1(a)	Name of Issuer: FS Bancorp, Inc.
Item 1(b)	Address of Issuer’s Principal Executive Offices: 6920 220th Street SW Suite 200 Mountlake Terrace, Washington 98043
Item 2(a)	Name of Person Filing: Joel S. Lawson IV
Item 2(b)	Address of Principal Business Office or, if none, Residence: 2040 Grubbs Mill Road Berwyn, Pennsylvania 19312
Item 2(c)	Citizenship: United States
Item 2(d)	Title of Class of Securities: Common Stock, $0.01 par value per share
Item 2(e)	CUSIP Number: 30263Y104
Item 3	Not applicable.

Field: Page; Sequence: 3

Field: /Page

CUSIP No. 30263Y104 SCHEDULE 13G Page 4 of 5 Pages

| Item 4 | Ownership. Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: (b) Percent of class: (c) Number of shares as to which the
person has: (i) Sole
power to vote or to direct the vote: (ii) Shared
power to vote or to direct the vote: (iii) Sole
power to dispose or to direct the disposition of: (iv) Shared
power to dispose or to direct the disposition of: |
| --- | --- |
| Item 5 | Ownership of Five Percent or Less of a Class. Reporting Person’s beneficial ownership is less than 5%. |
| Item 6 | Ownership of More than Five Percent on Behalf of Another Person. Not applicable. |
| Item 7 | Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. |
| Item 8 | Identification and Classification of Members of the Group. Not applicable. |
| Item 9 | Notice of Dissolution of Group. Not applicable. |
| Item 10 | Certification. By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect. |

Field: Page; Sequence: 4

Field: /Page

CUSIP No. 30263Y104 SCHEDULE 13G Page 5 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 21, 2018 /s/ Joel S. Lawson IV Name: Joel S. Lawson IV

• The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.