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FS Bancorp, Inc. — Director's Dealing 2023
Aug 28, 2023
33319_dirs_2023-08-28_923b0e7f-af91-4e84-8080-6f63d9fddf22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FS Bancorp, Inc. (FSBW)
CIK: 0001530249
Period of Report: 2023-08-17
Reporting Person: FULLER ROBERT B (Retried Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-17 | Common Stock | D | 4712 | — | Disposed | 3368 | Direct |
| 2023-08-24 | Common Stock | M | 1920 | $29.3 | Acquired | 5288 | Direct |
| 2023-08-24 | Common Stock | M | 1328 | $24.37 | Acquired | 6616 | Direct |
| 2023-08-24 | Common Stock | M | 1648 | $21.35 | Acquired | 8264 | Direct |
| 2023-08-24 | Common Stock | F | 4896 | $30.68 | Disposed | 3368 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-17 | Stock Option (Right to Buy) | $0 | D | 11824 | Disposed | Common Stock (11824) | Direct | |
| 2023-08-24 | Stock Option (Right to Buy) | $29.3 | M | 1920 | Disposed | 2028-08-15 | Common Stock (1920) | Direct |
| 2023-08-24 | Stock Option (Right to Buy) | $24.37 | M | 1328 | Disposed | 2029-08-15 | Common Stock (1328) | Direct |
| 2023-08-24 | Stock Option (Right to Buy) | $21.35 | M | 1648 | Disposed | 2030-08-15 | Common Stock (1648) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5816 | Indirect |
Footnotes
F1: The shares disposed are unvested restricted shares forfeited as a result of the reporting person's retirement as Chief Credit Officer on 08/17/2023. Of the total shares forfeited, 664 shares arc from the 08/15/2019 restricted stock grant award, 1,648 shares arc from the 08/15/2020 restricted stock grant award, 1,500 shares arc from the 08/15/2021 restricted stock grant award and 900 shares are from the 08/15/2022 restricted stock grant award.
F2: The options disposed are unvested non-qualified stock options forfeited as a result of the reporting person's retirement on 08/17/2023. Of the total options forfeited, 1,328 options are from the 08/15/2019 non-qualified stock option grant award, 3,296 options are from the 08/15/2020 non-qualified stock option grant award, 4,500 options are from the 08/15/2021 non-qualified stock option grant award and 2,700 options are from the 08/15/2022 non-qualified stock option grant award.