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FRP HOLDINGS, INC. — Director's Dealing 2012
Dec 28, 2012
32892_dirs_2012-12-28_0fa053e4-362f-4242-9303-74c1c9082003.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PATRIOT TRANSPORTATION HOLDING INC (PATR)
CIK: 0000844059
Period of Report: 2012-12-27
Reporting Person: BAKER JOHN D II (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-27 | Common Stock | M | 3000 | $8.637 | Acquired | 44312 | Direct |
| 2012-12-27 | Common Stock | M | 3000 | $8.8 | Acquired | 47312 | Direct |
| 2012-12-27 | Common Stock | M | 3000 | $9.4 | Acquired | 50312 | Direct |
| 2012-12-27 | Common Stock | M | 3000 | $10.033 | Acquired | 53312 | Direct |
| 2012-12-27 | Common Stock | M | 3000 | $10.197 | Acquired | 56312 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-27 | Option to Buy | $8.637 | M | 3000 | Disposed | 2013-02-04 | Common Stock (3000) | Direct |
| 2012-12-27 | Option to Buy | $8.8 | M | 3000 | Disposed | 2013-05-06 | Common Stock (3000) | Direct |
| 2012-12-27 | Option to Buy | $9.4 | M | 3000 | Disposed | 2013-08-05 | Common Stock (3000) | Direct |
| 2012-12-27 | Common Stock | $10.033 | M | 3000 | Disposed | 2013-09-30 | Common Stock (3000) | Direct |
| 2012-12-27 | Option to Buy | $10.197 | M | 3000 | Disposed | 2013-12-02 | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6713 | Indirect |
| Common Stock | 149103 | Indirect |
| Common Stock | 5889 | Indirect |
| Common Stock | 1113474 | Indirect |
| Common Stock | 4647 | Indirect |
| Common Stock | 87300 | Indirect |
| Common Stock | 20001 | Indirect |
| Common Stock | 87297 | Indirect |
Footnotes
F1: Shares held by John D. Baker in IRA
F2: Shares held by John D. Baker Living Trust for which the reporting person serves as trustee.
F3: Shares held by wife's living trust
F4: Shares held by John D. Baker II and Edward L. Baker II, as trustees for the separate trust for John D. Baker II created under the Cynthia L. Baker Trust U/A/D April 30, 1965.
F5: Shares held as beneficiary of the issuer's Employee Benefit Plan (401(k) Profit Sharing Plan).
F6: Shares held by John D. Baker II Irrevocable Trust, which is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's son, John D. Baker III. The reporting person disclsims any beneficial interest in these shares.
F7: Shares held by John D. Baker II Irrevocable Trust #1. The trust is administered by an independent trustee and is for the benefit of the reporting person's spouse and children. The reporting person disclaims any beneficial interest in these shares.
F8: Shares held by the Susan Anne Baker Irrevocable Trust. The trust is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's daughter, Susan Anne Baker. The reporting person disclaims any beneficial interest in these shares.