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Freshworks Inc. Director's Dealing 2021

Nov 16, 2021

31235_dirs_2021-11-15_a538e0de-93ad-47a5-acec-9505c45ced33.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Freshworks Inc. (FRSH)
CIK: 0001544522
Period of Report: 2021-11-11

Reporting Person: CapitalG 2014 LP (10% Owner)
Reporting Person: CapitalG 2013 LP (10% Owner)
Reporting Person: CapitalG II LP (10% Owner)
Reporting Person: CapitalG LP (10% Owner)
Reporting Person: CapitalG 2013 GP LLC (10% Owner)
Reporting Person: CapitalG 2014 GP LLC (10% Owner)
Reporting Person: CapitalG GP LLC (10% Owner)
Reporting Person: CapitalG II GP LLC (10% Owner)
Reporting Person: Alphabet Holdings LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-11 Class A Common Stock C 1332 Acquired 1332 Indirect
2021-11-11 Class A Common Stock C 1438 Acquired 1438 Indirect
2021-11-11 Class A Common Stock S 1332 $39.05 Disposed 0 Indirect
2021-11-11 Class A Common Stock S 1438 $39.05 Disposed 0 Indirect
2021-11-12 Class A Common Stock C 313 Acquired 313 Indirect
2021-11-12 Class A Common Stock C 337 Acquired 337 Indirect
2021-11-12 Class A Common Stock S 313 $39.01 Disposed 0 Indirect
2021-11-12 Class A Common Stock S 337 $39.01 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-11 Class B Common Stock $ C 1332 Disposed Class A Common Stock (1332) Indirect
2021-11-11 Class B Common Stock $ C 1348 Disposed Class A Common Stock (1332) Indirect
2021-11-12 Class B Common Stock $ C 313 Disposed Class A Common Stock (1332) Indirect
2021-11-12 Class B Common Stock $ C 337 Disposed Class A Common Stock (1332) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (7579270) 7579270 Indirect
Class B Common Stock $ Class A Common Stock (3758740) 3758740 Indirect

Footnotes

F1: Pursuant to the Issuer's amended and restated certificate of incorporation, shares of Class B Common Stock automatically converted into an equal number of shares of Class A Common Stock upon the transfer of such shares.

F2: Each of CapitalG 2014 LP, CapitalG 2013 LP, CapitalG II LP, CapitalG LP, CapitalG 2014 GP LLC, CapitalG 2013 GP LLC, CapitalG GP LLC, CapitalG II GP LLC, Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein.

F3: Shares held by CapitalG LP. Shares held by CapitalG LP. CapitalG GP LLC, the general partner of CapitalG LP, Alphabet Holdings LLC, the managing member of CapitalG GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG LP.

F4: Shares held by CapitalG 2013 LP. CapitalG 2013 GP LLC, the general partner of CapitalG 2013 LP, Alphabet Holdings LLC, the managing member of CapitalG 2013 GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG 2013 LP.

F5: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.09 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.09 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.

F7: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.05 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.

F8: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.05 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.

F9: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F10: Shares held by CapitalG 2014 LP. CapitalG 2014 GP LLC, the general partner of CapitalG 2014 LP, Alphabet Holdings LLC, the managing member of CapitalG 2014 GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG 2014 LP.

F11: . Shares held by CapitalG II LP. CapitalG II GP LLC, the general partner of CapitalG II LP, Alphabet Holdings LLC, the managing member of CapitalG II GP LLC, XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the controlling stockholder of XXVI Holdings Inc., may each be deemed to have sole voting and dispositive power with respect to the shares held directly by CapitalG II LP.