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Freshpet, Inc. — Director's Dealing 2021
May 28, 2021
31497_dirs_2021-05-28_f5fb5047-5f9b-42f4-93ba-dc0c1e93ab86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2021-05-26
Reporting Person: Morris Scott James (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-26 | common stock | M | 2500 | $8.90 | Acquired | 146842 | Direct |
| 2021-05-26 | common stock | S | 2500 | $180.50 | Disposed | 144342 | Direct |
| 2021-05-26 | common stock | M | 2500 | $8.90 | Acquired | 146842 | Direct |
| 2021-05-26 | common stock | S | 2500 | $181.02 | Disposed | 144342 | Direct |
| 2021-05-26 | common stock | M | 2500 | $8.90 | Acquired | 146842 | Direct |
| 2021-05-26 | common stock | S | 2500 | $182.74 | Disposed | 144342 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-26 | Options to purchase common stock | $8.90 | M | 7500 | Disposed | 2026-09-27 | Common Stock (7500) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.00 to $181.11. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.63 to $182.81. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The options were issued pursuant to the Issuer's 2014 Second Amended and Restated Omnibus Incentive Plan. The options vested on December 31, 2020.