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Freshpet, Inc. — Director's Dealing 2020
Nov 10, 2020
31497_dirs_2020-11-09_be477d8a-7545-47d0-8579-6dd067502b0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2020-04-01
Reporting Person: Macchiaverna Stephen (EVP, Secretary & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-01 | common stock | F | 301 | $60.75 | Disposed | 83528 | Direct |
| 2020-11-05 | common stock | M | 5000 | $9.05 | Acquired | 88528 | Direct |
| 2020-11-05 | common stock | S | 5000 | $136.21 | Disposed | 83528 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | Options to purchase common stock | $9.05 | M | 5000 | Disposed | 2027-04-03 | Common Stock (5000) | Direct |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.50. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The options were issued pursuant to the Issuer's 2014 Second Amended and Restated Omnibus Incentive Plan. The options vested in three equal annual installments beginning May 10, 2017.