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Freshpet, Inc. — Director's Dealing 2018
Aug 14, 2018
31497_dirs_2018-08-13_c9c88050-c046-47c2-8e7a-50b8612c34e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2018-08-09
Reporting Person: Morris Scott James (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-09 | common stock | M | 10000 | $15 | Acquired | 197798 | Direct |
| 2018-08-09 | common stock | S | 10000 | $33.20 | Disposed | 187798 | Direct |
| 2018-08-09 | common stock | M | 15000 | $15 | Acquired | 202798 | Direct |
| 2018-08-09 | common stock | S | 15000 | $33.75 | Disposed | 187798 | Direct |
| 2018-08-09 | common stock | M | 3966 | $9.05 | Acquired | 191764 | Direct |
| 2018-08-09 | common stock | S | 3966 | $33.75 | Disposed | 187798 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-09 | Options to purchase common stock | $15 | M | 10000 | Disposed | 2024-11-07 | Common Stock (10000) | Direct |
| 2018-08-09 | Options to purchase common stock | $15 | M | 15000 | Disposed | 2024-11-07 | Common Stock (15000) | Direct |
| 2018-08-09 | Options to purchase common stock | $9.05 | M | 3966 | Disposed | 2026-05-10 | Common Stock (3966) | Direct |
Footnotes
F1: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning November 7, 2015.
F2: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 10, 2017.
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