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Freshpet, Inc. — Director's Dealing 2018
Aug 23, 2018
31497_dirs_2018-08-23_582cec5a-7d2f-4c3d-83a4-da75a75475be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2018-08-21
Reporting Person: Morris Scott James (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-21 | Common stock | M | 3333 | $9.05 | Acquired | 166131 | Direct |
| 2018-08-21 | Common stock | S | 3333 | $36.35 | Disposed | 162798 | Direct |
| 2018-08-21 | Common stock | M | 562 | $15 | Acquired | 163360 | Direct |
| 2018-08-21 | Common stock | S | 562 | $36.35 | Disposed | 162798 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-21 | Options to purchase common stock | $9.05 | M | 3333 | Disposed | 2026-05-09 | Common stock (3333) | Direct |
| 2018-08-21 | Options to purchase common stock | $15 | M | 562 | Disposed | 2024-11-07 | Common stock (562) | Direct |
Footnotes
F1: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 9, 2017, of which half are time based awards and remaining half are performance based awards.
F2: The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning November 7, 2015.
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