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Freshpet, Inc. — Director's Dealing 2017
Jan 5, 2017
31497_dirs_2017-01-04_1a3ceabd-1356-4c22-b421-b31c83220826.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2016-12-30
Reporting Person: Morris Scott James (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-30 | Common Stock | J | 18666 | — | Disposed | 0 | Indirect |
| 2016-12-30 | Common Stock | J | 4577 | — | Acquired | 207307 | Direct |
Footnotes
F1: On December 30, 2016, Morris Mutts LLC completed a pro rata distribution to its investors. The Reporting Person is a managing member of Morris Mutts LLC and may be deemed to beneficially own shares held by Morris Mutts LLC. As a result, the Reporting Person disclaims beneficial ownership of any shares held or controlled by Morris Mutts LLC, including shares distributed by Morris Mutts LLC, except to the extent of his pecuniary interest therein. The recipients of the pro rata distribution have agreed not to sell or otherwise dispose of the shares received in connection with the distribution prior to the Issuer entering a Window Period (as defined in the Issuer's insider trading policy).
F2: The Reporting Person acquired the shares as a result of the pro rata distribution by Morris Mutts LLC.