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Freshpet, Inc. — Director's Dealing 2017
Jun 1, 2017
31497_dirs_2017-06-01_51e8ee80-3afd-497c-8e3f-9ed5de0693b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2017-06-01
Reporting Person: KASSAR RICHARD A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-01 | Common Stock | M | 15125 | $7.10 | Acquired | 215119 | Direct |
| 2017-06-01 | Common Stock | S | 15125 | $15.2629 | Disposed | 199994 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Option to purchase common stock | $7.10 | M | 15125 | Acquired | 2020-12-31 | Common Stock (15125) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.35. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
F2: The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vested on November 7, 2015 and 60% of the options vested on November 7, 2016.