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Freshpet, Inc. — Director's Dealing 2017
Nov 14, 2017
31497_dirs_2017-11-14_22b00a29-a2ba-4d99-9cda-d23e068cad11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2017-11-10
Reporting Person: Morris Scott James (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-10 | Common Stock | M | 10000 | $7.10 | Acquired | 212307 | Direct |
| 2017-11-10 | Common Stock | S | 10000 | $17.20 | Disposed | 202307 | Direct |
| 2017-11-13 | Common Stock | M | 312 | $7.10 | Acquired | 202619 | Direct |
| 2017-11-13 | Common Stock | S | 312 | $17.35 | Disposed | 202307 | Direct |
| 2017-11-14 | Common Stock | M | 2031 | $7.10 | Acquired | 204338 | Direct |
| 2017-11-14 | Common Stock | S | 2031 | $17.35 | Disposed | 202307 | Direct |
| 2017-11-14 | Common Stock | M | 1907 | $7.10 | Acquired | 204214 | Direct |
| 2017-11-14 | Common Stock | S | 1907 | $17.35 | Disposed | 202307 | Direct |
| 2017-11-17 | Common Stock | M | 4031 | $7.10 | Acquired | 206338 | Direct |
| 2017-11-14 | Common Stock | S | 4031 | $17.30 | Disposed | 202307 | Direct |
| 2017-11-14 | Common Stock | M | 1719 | $7.10 | Acquired | 204026 | Direct |
| 2017-11-14 | Common Stock | S | 1719 | $17.30 | Disposed | 202307 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Option to purchase common stock | $7.10 | M | 10000 | Acquired | 2020-12-31 | Common Stock (10000) | Direct |
| 2017-11-13 | Option to purchase common stock | $7.10 | M | 312 | Acquired | 2020-12-31 | Common Stock (312) | Direct |
| 2017-11-14 | Option to purchase common stock | $7.10 | M | 2031 | Acquired | 2020-12-31 | Common Stock (2031) | Direct |
| 2017-11-14 | Option to purchase common stock | $7.10 | M | 1907 | Acquired | 2020-12-31 | Common Stock (1907) | Direct |
| 2017-11-14 | Option to purchase common stock | $7.10 | M | 4031 | Acquired | 2020-12-31 | Common Stock (4031) | Direct |
| 2017-11-14 | Option to purchase common stock | $7.10 | M | 1719 | Acquired | 2020-12-31 | Common Stock (1719) | Direct |
Footnotes
F1: The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vest on November 7, 2015 and 60% of the options vest on November 7, 2016.
F2: The option vests in four equal annual installments beginning December 31, 2011.
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