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Freshpet, Inc. Director's Dealing 2017

Nov 14, 2017

31497_dirs_2017-11-14_22b00a29-a2ba-4d99-9cda-d23e068cad11.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2017-11-10

Reporting Person: Morris Scott James (President and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-10 Common Stock M 10000 $7.10 Acquired 212307 Direct
2017-11-10 Common Stock S 10000 $17.20 Disposed 202307 Direct
2017-11-13 Common Stock M 312 $7.10 Acquired 202619 Direct
2017-11-13 Common Stock S 312 $17.35 Disposed 202307 Direct
2017-11-14 Common Stock M 2031 $7.10 Acquired 204338 Direct
2017-11-14 Common Stock S 2031 $17.35 Disposed 202307 Direct
2017-11-14 Common Stock M 1907 $7.10 Acquired 204214 Direct
2017-11-14 Common Stock S 1907 $17.35 Disposed 202307 Direct
2017-11-17 Common Stock M 4031 $7.10 Acquired 206338 Direct
2017-11-14 Common Stock S 4031 $17.30 Disposed 202307 Direct
2017-11-14 Common Stock M 1719 $7.10 Acquired 204026 Direct
2017-11-14 Common Stock S 1719 $17.30 Disposed 202307 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-10 Option to purchase common stock $7.10 M 10000 Acquired 2020-12-31 Common Stock (10000) Direct
2017-11-13 Option to purchase common stock $7.10 M 312 Acquired 2020-12-31 Common Stock (312) Direct
2017-11-14 Option to purchase common stock $7.10 M 2031 Acquired 2020-12-31 Common Stock (2031) Direct
2017-11-14 Option to purchase common stock $7.10 M 1907 Acquired 2020-12-31 Common Stock (1907) Direct
2017-11-14 Option to purchase common stock $7.10 M 4031 Acquired 2020-12-31 Common Stock (4031) Direct
2017-11-14 Option to purchase common stock $7.10 M 1719 Acquired 2020-12-31 Common Stock (1719) Direct

Footnotes

F1: The options were issued pursuant to the Issuer's 2010 Stock Option Plan, as amended. 40% of the options vest on November 7, 2015 and 60% of the options vest on November 7, 2016.

F2: The option vests in four equal annual installments beginning December 31, 2011.