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Freshpet, Inc. — Director's Dealing 2016
Aug 12, 2016
31497_dirs_2016-08-12_0a9e36c3-5de4-4bad-be13-ef879f9c97db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2016-08-09
Reporting Person: Walsh Cathal (Senior VP of Cooler Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-09 | Common Stock | M | 22315 | $6.27 | Acquired | 130898 | Direct |
| 2016-08-09 | Common Stock | S | 22315 | $10.679 | Disposed | 108583 | Direct |
| 2016-08-09 | Common Stock | M | 10946 | $7.10 | Acquired | 119529 | Direct |
| 2016-08-09 | Common Stock | S | 10946 | $10.6765 | Disposed | 108583 | Direct |
| 2016-08-09 | Common Stock | M | 4378 | $7.10 | Acquired | 112961 | Direct |
| 2016-08-09 | Common Stock | S | 4378 | $10.80 | Disposed | 108583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-09 | Option to Purchase Common Stock | $6.27 | M | 22315 | Disposed | 2016-12-04 | Common Stock (22315) | Direct |
| 2016-08-09 | Option to Purchase Common Stock | $7.10 | M | 10946 | Disposed | 2020-12-31 | Common Stock (10946) | Direct |
| 2016-08-09 | Option to Purchase Common Stock | $7.10 | M | 4378 | Disposed | 2020-12-31 | Common Stock (4378) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.45 to $10.8201. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.45 to $10.82. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
F3: The option vests in five equal annual installments beginning October 31, 2007.
F4: The option vests in five equal annual installments beginning December 31, 2011.