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Freshpet, Inc. — Director's Dealing 2015
Nov 9, 2015
31497_dirs_2015-11-09_fead92d8-7b33-4671-85ac-6f16aa37b624.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2015-11-05
Reporting Person: KAYNE RICHARD A (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-05 | Common Stock | J | 1101320 | — | Disposed | 2229771 | Indirect |
| 2015-11-05 | Common Stock | J | 185831 | — | Acquired | 495395 | Indirect |
Footnotes
F1: Distribution made to investors of Freshpet Investors, LLC ("FPI") pursuant to the Selldown Agreement entered into between FPI and the Company in connection with the initial public offering.
F2: In-kind distribution which represents the Reporting Person's pecuniary interest in the distribution from FPI.
F3: Such shares are owned by FPI. Kayne Anderson Capital Advisors, LP ("KACALP") is a managing member of FPI and shares voting and investment management power over such shares held by FPI. Richard Kayne is the majority owner and chairman of KACALP. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by FPI except to the extent of his pecuniary interest therein.