Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Freshpet, Inc. Director's Dealing 2014

Nov 18, 2014

31497_dirs_2014-11-17_4359808a-8911-4552-97cd-2709b72113da.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Freshpet, Inc. (FRPT)
CIK: 0001611647
Period of Report: 2014-11-13

Reporting Person: Morris Scott James (Chief Marketing Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-13 Common Stock C 3521 $7.10 Acquired 248111 Direct
2014-11-13 Common Stock C 22540 $7.10 Acquired 22540 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-13 Series C Preferred Stock $7.10 C 4762 Disposed Common Stock (3521) Direct
2014-11-13 Series C Preferred Stock $7.10 C 30476 Disposed Common Stock (22540) Indirect

Footnotes

F1: The Reporting Person beneficially owns these shares through Morris Mutts LLC. The Reporting Person disclaims beneficial ownership of such shares held or controlled by Morris Mutts LLC except to the extent of his pecuniary interest therein.

F2: The Series C Preferred Stock was convertible at any time and from time to time, and without the payment of additional consideration by the holder thereof, into such number of fully paid and nonassessable shares of Common Stock as was determined by dividing the Series C Original Issue Price by the Series C Conversion Price (as defined in the Second Amended and Restated Certificate of Incorporation of the Issuer) in effect at the time of conversion. The Common Stock underlying the Series C Preferred Stock was adjusted for a 1-for-0.7396 stock split.