FreightCar America, Inc. — Director's Dealing 2021

Aug 11, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: FreightCar America, Inc. (RAIL)
CIK: 0001320854
Period of Report: 2021-08-05

Reporting Person: PACIFIC INVESTMENT MANAGEMENT CO LLC (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	185652	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrants (right to buy)	$0.01	2030-11-24	Common Stock (5386590)		Indirect

Footnotes

F1: The securities reported in the tables above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including OC III LVS XII LP, which holds 185,652 shares of common stock and warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F2: The amount reflected above is estimated based on 18,033,369 outstanding shares of Common Stock of the Issuer on a fully-diluted basis as of August 6, 2021, as provided by the Issuer to the Reporting Person, assuming hypothetically that the warrant was exercised on such date.