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FREEPORT-MCMORAN INC — Director's Dealing 2013
Jul 30, 2013
30000_dirs_2013-07-29_666785e0-518a-4800-842e-deaeb3bace32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FREEPORT MCMORAN COPPER & GOLD INC (FCX)
CIK: 0000831259
Period of Report: 2013-07-26
Reporting Person: WHARTON J TAYLOR (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-26 | Common Stock | M | 20000 | $13.4875 | Acquired | 86856 | Direct |
| 2013-07-26 | Common Stock | M | 13112 | $13.4875 | Acquired | 99968 | Direct |
| 2013-07-26 | Common Stock | S | 9416 | $28.6117 | Disposed | 90552 | Direct |
| 2013-07-26 | Common Stock | D | 13112 | $28.93 | Disposed | 77440 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-26 | Options (Right to Buy) | $13.4875 | M | 20000 | Disposed | 2013-08-01 | Common Stock (20000) | Direct |
| 2013-07-26 | Stock Appreciation Rights | $13.4875 | M | 13112 | Disposed | 2013-08-01 | Common Stock (13112) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 840 | Indirect |
| Common Stock | 53874 | Indirect |
| Common Stock | 320 | Indirect |
| Common Stock | 5778 | Indirect |
| Common Stock | 4400 | Indirect |
Footnotes
F1: 25% exercisable on the date indicated and 25% exercisable on each of the next three anniversaries thereof.
F2: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $28.6107 - $28.612. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Amount beneficially owned following the reported transactions includes 25,600 Common Stock Restricted Stock Units.