Freedom Holding Corp.

Regulatory Filings • Jul 20, 2021

144 1 FRHC_144.htm PRIMARY DOCUMENT Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2021 Issuer Direct Corporation template_144.htm

UNITED STATES	OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION	OMB Number:
3235-0101
Washington, D.C. 20549	Expires: June 30,
2020
FORM
144	Estimated average
burden hours per response
........... 1.00
NOTICE
OF PROPOSED SALE OF SECURITIES	SEC USE
ONLY
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933	DOCUMENT SEQUENCE NO.
	CUSIP
NUMBER WORK
LOCATION

ATTENTION : Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

1 (a) NAME OF ISSUER (Please type or print)	(b) IRS IDENT. NO.	(c) S.E.C. FILE NO.
Freedom Holding Corp.	30-0233726	001-33034
1 (d) ADDRESS OF ISSUER
( Street, City, State, Zip
Code)	(e) TELEPHONE NO.
		AREA
CODE NUMBER

"Esentai Tower" BC, Floor 7, 77/7 Al Farabi Ave., Almaty, KZ 050040

| 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT
THE SECURITIES ARE TO BE SOLD | (c) RELATIONSHIP TO ISSUER | (d) ADDRESS ( Street. City, State, Zip
Code) |
| --- | --- | --- |
| Boris Cherdabayev | Director | Dostyk Ave.
202, 4th Floor BC Forum, Almaty KZ 050051 |

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

| 3 (a) Title
of the Class of Securities To be sold | (b) Name
and Address of Each Broker Through Whom the Securities are to be
Offered or Each Market Maker who is Acquiring the
Securities | (c) Number
of Shares or Other Units To Be Sold (See instr. 3(c)) | (d) Aggregate Market Value (See instr. 3(d)) | (e) Number
of Shares or Other Units Outstanding (See instr. 3(e)) | (f) Approximate Date
of Sale (See instr. 3(f)) (MO. DAY
YR.) | (g) Name
of Each Securities Exchange (See instr. 3(g)) |
| --- | --- | --- | --- | --- | --- | --- |
| Common | Lek Securities Corporation One Liberty Plaza,
Floor 52 New York, NY
10006 | 18,474 | 1,212,079.14 | 59,474,712 as of
June 8, 2021 | Promptly after
filing of this Form 144, but in no event more than 90 days after
the date hereof. | Nasdaq |
| INSTRUCTIONS: 1
(a)Name of issuer (b)Issuer’s I.R.S.
Identification Number (c)Issuer’s S.E.C.
file number, if any (d)Issuer’s address,
including zip code (e)Issuer’s telephone
number, including area code 2.
(a)Name of person for whose account the securities are to be
sold (b)Such person’s
I.R.S. identification number, if such person is an
entity (c)Such person’s
relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the
foregoing) (d)Such person’s
address, including zip code | | 3.(a)Title of the
class of securities to be sold (b)Name and address of each
broker through whom the securities are intended to be
sold (c)Number of shares or
other units to be sold (if debt securities, give the aggregate face
amount) (d)Aggregate market value
of the securities to be sold as of a specified date within 10 days
prior to the filing of this notice (e)Number of shares or
other units of the class outstanding, or if debt securities the
face amount thereof outstanding, as shown by the most recent report
or statement published by the issuer (f)Approximate date on
which the securities are to be sold (g)Name of each securities
exchange, if any, on which the securities are intended to be
sold | | | | |
| Potential
persons who are to respond to the collection of information
contained in this form are not required
to respond unless the form displays a currently valid OMB control
number. | | | | | | |

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TABLE I –– SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

| Title
ofthe Class | Date
youAcquired | Name of Acquisition
Transaction | Name of Person from Whom Acquired(If gift, also give date donor
acquired) | Amount
ofSecurities Acquired | Date
ofPayment | Nature
of Payment |
| --- | --- | --- | --- | --- | --- | --- |
| Common | 26 Nov
2003 | Merger
Transaction | Issuer | 18,474 | 26 Nov
2003 | Assets |
| INSTRUCTIONS: If the
securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made
in installments describe the arrangement and state when the note or
other obligation was discharged in full or the last installment
paid. | | | | | | |

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

| Name
and Address of SellerTitle of Securities SoldDate of SaleAmount
ofSecurities Sold Title
of Securities Sold |
| --- |
| None |

REMARKS:
INSTRUCTIONS: See the
definition of “person” in paragraph (a) of Rule 144.
Information is to be given not only as to the person for whose
account the securities are to be sold but also as to all other
persons included in that definition. In addition, information shall
be given as to sales by all persons whose sales are required by
paragraph (e) of Rule 144 to be aggregated with sales for the
account of the person filing this notice.	ATTENTION: The person for whose account the securities to which this notice
relates are to be sold hereby represents by signing this notice
that he does not know any material adverse information in regard to
the current and prospective operations of the Issuer of the
securities to be sold which has not been publicly
disclosed.
July 1, 2021	/s/ Boris Cherdabayev
DATE
OF NOTICE	(SIGNATURE)
DATE OF PLAN
ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE
10B5-1

| The notice shall be signed by the person for whose account the
securities are to be sold. At least one copy of the notice shall be
manually signed. Any copies not manually signed shall bear typed or printed
signatures. |
| --- |
| ATTENTION:
Intentional misstatements or omission of facts constitute Federal
Criminal Violations (See 18 U.S.C. 1001) |

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