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Freedom Holding Corp. Director's Dealing 2018

Sep 7, 2018

30574_dirs_2018-09-07_d0183d70-b000-40af-bac7-e12471160fd4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Freedom Holding Corp. (FRHC)
CIK: 0000924805
Period of Report: 2018-09-07

Reporting Person: Ler Evgeny (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-07 Common Stock A 70000 Acquired 77600 Direct

Footnotes

F1: On October 6, 2017, Mr. Ler was awarded a restricted stock grant of 70,000 shares of common stock of the Issuer under the Freedom Holding Corp. 2018 Equity Incentive Plan and pursuant to an effective registration statement on Form S-8. The grant is subject to two-year vesting conditioned upon continued employment with the Issuer, except upon the occurrence of certain events, such as death, disability, change in control of the Issuer, or termination by the Issuer not for cause. Assuming the vesting condition is satisfied, 35,000 shares will vest on October 6, 2018 and the other 35,000 shares will vest on October 6, 2019. Mr. Ler has the right to vote these shares in any matter brought for a vote of the Issuer's common stockholders.

F2: Restricted stock grant for services.