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FRANKLIN RESOURCES INC — Director's Dealing 2025
Mar 6, 2025
30512_dirs_2025-03-06_7c9ad799-c90c-4a8b-97a3-e975e027b84b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)
CIK: 0001517518
Period of Report: 2024-12-11
Reporting Person: FRANKLIN RESOURCES INC (Affiliate of Investment Adv)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-11 | Common Stock | S | 1200 | $47.4517 | Disposed | 31709 | Direct |
Footnotes
F1: Franklin Resources, Inc. (FRI) previously owned shares of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR). FRI acquired shares of ClearBridge Energy Midstream Opportunity Fund
Inc. (EMO) as a result of the merger of CTR with and into EMO on September 9, 2024
F2: This Form 4 is amended to reflect the correct amount of shares of EMO sold on December 11, 2024 and the correct amount of Securities Beneficially Owned Following the Transaction. .The amount of shares sold on December 11, 2024 was erroneously reported.
F3: The Form 4 is amended to reflect the correct amount of shares of EMO sold on December 11, 2024 and the correct amount of Securities Beneficially Owned Following the Transaction . The amount of shares sold on December 11, 2024 was erroneously reported. Consequently, the amount of Securities Beneficially Owned Following the Transaction which occurred on 12/11/24 was erroneously reported.
F4: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.