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FRANKLIN RESOURCES INC — Director's Dealing 2025
Mar 6, 2025
30512_dirs_2025-03-06_15fb60ec-6f84-40c9-a2bd-fa80d096ad01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)
CIK: 0001517518
Period of Report: 2025-01-08
Reporting Person: FRANKLIN RESOURCES INC (Affiliate of Investment Adv)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-08 | Common Stock | S | 9704 | $47.0624 | Disposed | 0 | Direct |
Footnotes
F1: Franklin Resources, Inc. (FRI) previously owned shares of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR). FRI acquired shares of ClearBridge Energy Midstream Opportunity Fund
Inc. (EMO) as a result of the merger of CTR with and into EMO on September 9, 2024
F2: This Form 4 reflects the correct amount of shares of EMO sold after filing an Amended Form 4 to correct the amount of shares sold on December 11, 2024.
F3: This Form 4 reflects the correct amount of Securities Beneficially Owned Following this Transaction after filing an Amended Form 4 to correct the amount of shares sold on December 11, 2024 and the amount of Securities Beneficially Owned Following such Transaction.
F4: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.