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FRANKLIN RESOURCES INC — Director's Dealing 2025
Nov 5, 2025
30512_dirs_2025-11-05_c68ca56c-f5b6-4384-94c8-449dd3baca41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2025-11-04
Reporting Person: JOHNSON JENNIFER M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-11-04 | Common Stock, par value $.10 | A | 306552 | $22.59 | Acquired | 3263525.0046 | Direct |
| 2025-11-04 | Common Stock, par value $.10 | A | 108262 | — | Acquired | 3371787.0046 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 2642.5854 | Indirect |
| Common Stock, par value $.10 | 2637700 | Indirect |
| Common Stock, par value $.10 | 595649 | Indirect |
| Common Stock, par value $.10 | 216900 | Indirect |
Footnotes
F1: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 4, 2025, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2025 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2025.
F2: Not applicable.
F3: Of the amount of securities beneficially owned, 587,199 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2025 as reported in Footnote 1).
F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 10, 2025.
F5: Business limited partnership under control of Reporting Person.
F6: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F7: Limited partnership for the benefit of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.