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FRANKLIN RESOURCES INC — Director's Dealing 2024
Jan 16, 2024
30512_dirs_2024-01-16_9320aeb6-2b0d-419d-9639-e9229c24ac6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2024-01-11
Reporting Person: JOHNSON GREGORY E (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-11 | Common Stock, par value $.10 | G | 2502 | — | Disposed | 2184437 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 6955.9236 | Indirect |
| Common Stock, par value $.10 | 2573100 | Indirect |
| Common Stock, par value $.10 | 249765 | Indirect |
| Common Stock, par value $.10 | 25119 | Indirect |
| Common Stock, par value $.10 | 396000 | Indirect |
Footnotes
F1: Not applicable.
F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2023.
F3: Business limited partnership under control of Reporting Person.
F4: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F5: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F6: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.