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FRANKLIN RESOURCES INC — Director's Dealing 2024
Nov 7, 2024
30512_dirs_2024-11-07_b5acbd4d-fb36-4070-a530-e6909224f10b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2024-11-05
Reporting Person: Spector Adam Benjamin (EVP, Head Global Distribution)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-05 | Common Stock, par value $.10 | A | 54953 | $20.95 | Acquired | 651207 | Direct |
| 2024-11-05 | Common Stock, par value $.10 | A | 22083 | — | Acquired | 673290 | Direct |
Footnotes
F1: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024.
F2: Not applicable.
F3: Of the amount of securities beneficially owned, 421,601 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1).