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FRANKLIN RESOURCES INC Director's Dealing 2024

Dec 3, 2024

30512_dirs_2024-12-03_9d897634-fabb-4862-84a4-a26a1fa5bfe2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2024-12-01

Reporting Person: JOHNSON GREGORY E (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-12-01 Common Stock, par value $.10 F 4862 $22.76 Disposed 2204753 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 7319.2662 Indirect
Common Stock, par value $.10 2573100 Indirect
Common Stock, par value $.10 249765 Indirect
Common Stock, par value $.10 25119 Indirect
Common Stock, par value $.10 396000 Indirect

Footnotes

F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2: Of the amount of securities beneficially owned, 62,273 shares represent unvested restricted stock units.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 11, 2024.

F4: Business limited partnership under control of Reporting Person.

F5: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.

F6: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

F7: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.