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FRANKLIN RESOURCES INC — Director's Dealing 2023
Feb 10, 2023
30512_dirs_2023-02-10_8a07394b-437e-4596-9a86-26bab68a604e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2022-12-12
Reporting Person: JOHNSON JENNIFER M (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-12 | Common Stock, par value $.10 | G | 1126 | — | Acquired | 2264447.6823 | Direct |
| 2022-12-12 | Common Stock, par value $.10 | G | 5630 | — | Acquired | 448494 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 2289.4222 | Indirect |
| Common Stock, par value $.10 | 2610000 | Indirect |
| Common Stock, par value $.10 | 15000 | Indirect |
| Common Stock, par value $.10 | 198000 | Indirect |
Footnotes
F1: Not applicable.
F2: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 14, 2022.
F4: Business limited partnership under control of Reporting Person.
F5: Business trust for the benefit of Reporting Person and Reporting Person's children.
F6: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.