FRANKLIN RESOURCES INC — Director's Dealing 2023

Sep 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2023-08-31

Reporting Person: JOHNSON GREGORY E (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-31	Common Stock, par value $.10	F	21217	$26.74	Disposed	2362166	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	6720.162	Indirect
Common Stock, par value $.10	2565000	Indirect
Common Stock, par value $.10	8100	Indirect
Common Stock, par value $.10	247461	Indirect
Common Stock, par value $.10	23967	Indirect
Common Stock, par value $.10	396000	Indirect

Footnotes

F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2: Of the amount of securities beneficially owned, 33,203 shares represent unvested restricted stock units.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of January 13, 2023.

F4: Business limited partnership under control of Reporting Person.

F5: Business trust for the benefit of Reporting Person and Reporting Person's children.

F6: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.

F7: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

F8: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.