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FRANKLIN RESOURCES INC — Director's Dealing 2022
Nov 7, 2022
30512_dirs_2022-11-07_f2ae8a0f-48b0-4651-acf9-65d2e5b02804.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2022-11-03
Reporting Person: Spector Adam Benjamin (EVP, Global Advisory Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-03 | Common Stock, par value $.10 | A | 78056 | $22.42 | Acquired | 295539 | Direct |
| 2022-11-03 | Common Stock, par value $.10 | A | 4664 | — | Acquired | 300203 | Direct |
Footnotes
F1: On November 8, 2021, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2022, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2022 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2022.
F2: Not applicable.
F3: Of the amount of securities beneficially owned, 112,564 shares represent unvested restricted stock unit awards and 65,894 shares represent unvested performance restricted stock awards.