FRANKLIN RESOURCES INC — Director's Dealing 2021

Nov 1, 2021

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2021-09-30

Reporting Person: JOHNSON CHARLES B (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-21	Common Stock, par value $.10	G	31668	—	Disposed	88469593	Direct
2020-12-28	Common Stock, par value $.10	G	1095000	—	Disposed	88469593	Direct
2021-06-23	Common Stock, par value $.10	J	210000	—	Acquired	88469593	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	21308.8969	Indirect
Common Stock, par value $.10	4059651	Indirect
Common Stock, par value $.10	2167800	Indirect

Footnotes

F1: Not applicable.

F2: Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2021.