FRANKLIN RESOURCES INC — Director's Dealing 2021

Dec 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2021-12-13

Reporting Person: JOHNSON GREGORY E (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-13	Common Stock, par value $.10	A	8958	$34.12	Acquired	2310884	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	6367.4718	Indirect
Common Stock, par value $.10	2565000	Indirect
Common Stock, par value $.10	8100	Indirect
Common Stock, par value $.10	243441	Indirect
Common Stock, par value $.10	21957	Indirect
Common Stock, par value $.10	396000	Indirect

Footnotes

F1: On December 13, 2021, the Reporting Person was granted a restricted stock unit award.

F2: Of the amount of securities beneficially owned, 133,259 shares represent unvested restricted stock and stock unit awards.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021.

F4: Business limited partnership under control of Reporting Person.

F5: Business trust for the benefit of Reporting Person and Reporting Person's children.

F6: Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.

F7: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

F8: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.