FRANKLIN RESOURCES INC — Director's Dealing 2020

Nov 13, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2020-09-30

Reporting Person: JOHNSON CHARLES B (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-16	Common Stock, par value $.10	G	3000000	—	Disposed	89386261	Direct
2019-11-13	Common Stock, par value $.10	G	1094200	—	Disposed	89386261	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	20466.7235	Indirect
Common Stock, par value $.10	4059651	Indirect
Common Stock, par value $.10	2167800	Indirect

Footnotes

F1: Reporting Person transferred the shares to the independent trustees of separate irrevocable grantor retained annuity trusts for estate planning purposes.

F2: Not applicable.

F3: On December 4, 2019, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 1,274.8887 shares on such date per such required withdrawal.

F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2020.