FRANKLIN RESOURCES INC — Director's Dealing 2018

Sep 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2018-05-24

Reporting Person: Sethi Alok (Reg. S-K Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-05-24	Common Stock, par value $.10	I	5774.5285	$33.80	Disposed	0	Indirect
2018-08-31	Common Stock, par value $.10	F	1456	$31.74	Disposed	32603	Direct

Footnotes

F1: Reporting Person held shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of May 24, 2018.

F2: Of the amount of securities beneficially owned, 13,054 shares represent unvested restricted stock and stock unit awards.