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FRANKLIN RESOURCES INC — Director's Dealing 2018
Sep 5, 2018
30512_dirs_2018-09-05_73d57274-2f24-4b61-83b2-32219938d7bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2018-08-31
Reporting Person: Tyle Craig Steven (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-31 | Common Stock, par value $.10 | F | 4168 | $31.74 | Disposed | 129994.042 | Direct |
| 2018-09-04 | Common Stock, par value $.10 | S | 11165 | $31.3483 | Disposed | 118829.042 | Direct |
Footnotes
F1: Of the amount of securities beneficially owned, 11,063 shares represent unvested restricted stock awards.
F2: Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2018.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.