FRANKLIN RESOURCES INC — Director's Dealing 2018

Oct 19, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2018-09-30

Reporting Person: JOHNSON JENNIFER M (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-08	Common Stock, par value $.10	G	671	—	Acquired	1573764.2402	Direct
2017-12-04	Common Stock, par value $.10	G	1560	—	Disposed	1573764.2402	Direct
2017-12-04	Common Stock, par value $.10	G	1560	—	Acquired	173144	Indirect
2017-12-04	Common Stock, par value $.10	G	675	—	Disposed	1573764.2402	Direct
2017-11-08	Common Stock, par value $.10	G	3355	—	Acquired	173144	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	1923.7809	Indirect
Common Stock, par value $.10	2610000	Indirect
Common Stock, par value $.10	15000	Indirect
Common Stock, par value $.10	198000	Indirect

Footnotes

F1: Not applicable.

F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2018.

F4: Business limited partnership under control of Reporting Person.

F5: Business trust for the benefit of Reporting Person and Reporting Person's children.

F6: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.