FRANKLIN RESOURCES INC — Director's Dealing 2018

Oct 22, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2018-09-30

Reporting Person: JOHNSON GREGORY E (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-16	Common Stock, par value $.10	G	6250	—	Disposed	2038860	Direct
2018-05-01	Common Stock, par value $.10	G	4420	—	Disposed	2038860	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	73116	Indirect
Common Stock, par value $.10	5590.7978	Indirect
Common Stock, par value $.10	2565000	Indirect
Common Stock, par value $.10	8100	Indirect
Common Stock, par value $.10	18685	Indirect
Common Stock, par value $.10	396000	Indirect

Footnotes

F1: Not applicable.

F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2018.

F4: Business limited partnership under control of Reporting Person.

F5: Business trust for the benefit of Reporting Person and Reporting Person's children.

F6: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

F7: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.