FRANKLIN RESOURCES INC — Director's Dealing 2018

Oct 23, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2018-09-30

Reporting Person: JOHNSON CHARLES B (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-08	Common Stock, par value $.10	G	17446	—	Disposed	96308897	Direct
2017-11-21	Common Stock, par value $.10	G	145350	—	Disposed	96308897	Direct
2017-12-06	Common Stock, par value $.10	G	450425	—	Disposed	96308897	Direct
2017-12-13	Common Stock, par value $.10	G	23800	—	Disposed	96308897	Direct
2018-01-30	Common Stock, par value $.10	G	23000	—	Disposed	96308897	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	21652.1939	Indirect
Common Stock, par value $.10	4059651	Indirect
Common Stock, par value $.10	1350000	Indirect
Common Stock, par value $.10	817800	Indirect

Footnotes

F1: Not applicable.

F2: On November 10, 2017, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 1,189.3312 shares on such date per such required withdrawal.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.

F4: Trust of which Reporting Person's spouse is the lifetime beneficiary.