FRANKLIN RESOURCES INC — Director's Dealing 2018

Dec 3, 2018

SEC Form 4/A — Form 4/A

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2018-11-02

Reporting Person: Plafker Jed A. (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-02	Common Stock, par value $.10	A	13502	—	Acquired	105701.786	Direct

Footnotes

F1: This amendment on Form 4/A to the Form 4 filed on November 6, 2018 (Original Form 4) is made solely to: (a) report the correct number of unvested performance-based restricted stock units that vested on November 30, 2018 per the certification of certain performance criteria, reflecting the deletion of 6,544 time-based restricted stock units (per November 1, 2016 and December 11, 2017 awards) that were incorrectly reported in this amount in the Original Form 4, and (b) correct the amount of securities beneficially owned after giving effect to such deletion. Except for the foregoing, no new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same.

F2: Not applicable.