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FRANKLIN RESOURCES INC — Director's Dealing 2017
Jun 23, 2017
30512_dirs_2017-06-22_efbc1923-f445-4f03-9d6b-5f7b92f2dae1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2017-06-22
Reporting Person: LEWIS KENNETH A (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-22 | Common Stock, par value $.10 | S | 17141 | $44.507 | Disposed | 124020.517 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 17678 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.4600 to $44.5900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.