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FRANKLIN RESOURCES INC Director's Dealing 2017

Sep 5, 2017

30512_dirs_2017-09-05_1ae5afd5-68db-430c-80a8-2496210543e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2017-08-31

Reporting Person: LEWIS KENNETH A (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-31 Common Stock, par value $.10 F 7623 $43.23 Disposed 116397.517 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 17678 Indirect

Footnotes

F1: Of the amount of securities beneficially owned, 19,629 shares represent unvested restricted stock awards.

F2: Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.