FRANKLIN RESOURCES INC — Director's Dealing 2017

Oct 6, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2017-09-26

Reporting Person: Sethi Alok (Reg. S-K Executive Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	28079.668	Direct
Common Stock, par value $.10	4562.2651	Indirect

Footnotes

F1: Of the amount of securities beneficially owned, 14,385 shares represent unvested restricted stock unit awards.

F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 26, 2017.