FRANKLIN RESOURCES INC — Director's Dealing 2017

Oct 30, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2017-09-30

Reporting Person: JOHNSON RUPERT H JR (Director, Vice Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-12	Common Stock, par value $.10	G	239000	—	Disposed	104226045	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	22773.7677	Indirect
Common Stock, par value $.10	906735	Indirect
Common Stock, par value $.10	10116	Indirect

Footnotes

F1: Not applicable.

F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2017.

F3: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.