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FRANKLIN RESOURCES INC Director's Dealing 2017

Dec 4, 2017

30512_dirs_2017-12-04_445bb63a-6970-40e3-b4fa-41ec9f3792d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2017-12-01

Reporting Person: JOHNSON RUPERT H JR (Director, Vice Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-01 Common Stock, par value $.10 S 150000 $42.95 Disposed 756735 Indirect
2017-12-01 Common Stock, par value $.10 S 250000 $42.95 Disposed 103976045 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 22874.8549 Indirect
Common Stock, par value $.10 10116 Indirect

Footnotes

F1: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2017.

F2: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.