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FRANKLIN RESOURCES INC — Director's Dealing 2017
Dec 4, 2017
30512_dirs_2017-12-04_445bb63a-6970-40e3-b4fa-41ec9f3792d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2017-12-01
Reporting Person: JOHNSON RUPERT H JR (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-01 | Common Stock, par value $.10 | S | 150000 | $42.95 | Disposed | 756735 | Indirect |
| 2017-12-01 | Common Stock, par value $.10 | S | 250000 | $42.95 | Disposed | 103976045 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 22874.8549 | Indirect |
| Common Stock, par value $.10 | 10116 | Indirect |
Footnotes
F1: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2017.
F2: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
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