FRANKLIN RESOURCES INC — Director's Dealing 2017

Dec 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2017-12-01

Reporting Person: Sethi Alok (Reg. S-K Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-01	Common Stock, par value $.10	F	891	$43.48	Disposed	33500.668	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	4582.5161	Indirect

Footnotes

F1: Of the amount of securities beneficially owned, 5,726 shares represent unvested restricted stock awards and 12,901 shares represent unvested restricted stock unit awards.

F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2017.