FRANKLIN RESOURCES INC — Director's Dealing 2016

Oct 25, 2016

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2016-09-30

Reporting Person: JOHNSON GREGORY E (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-10-20	Common Stock, par value $.10	G	1308	—	Disposed	2064803	Direct
2015-11-06	Common Stock, par value $.10	G	678	—	Acquired	67708	Indirect
2015-11-06	Common Stock, par value $.10	G	678	—	Disposed	2064803	Direct
2015-11-06	Common Stock, par value $.10	G	678	—	Disposed	2064803	Direct
2015-11-06	Common Stock, par value $.10	G	678	—	Acquired	67708	Indirect
2015-11-18	Common Stock, par value $.10	G	850	—	Disposed	2064803	Direct
2015-11-25	Common Stock, par value $.10	G	1830	—	Disposed	2064803	Direct
2015-12-04	Common Stock, par value $.10	G	6100	—	Disposed	2064803	Direct
2015-12-16	Common Stock, par value $.10	G	284	—	Disposed	2064803	Direct
2015-12-16	Common Stock, par value $.10	G	430	—	Disposed	2064803	Direct
2015-12-16	Common Stock, par value $.10	G	3524	—	Disposed	2064803	Direct
2016-03-22	Common Stock, par value $.10	G	1920	—	Disposed	2064803	Direct
2016-06-06	Common Stock, par value $.10	G	100	—	Disposed	2064803	Direct
2016-06-22	Common Stock, par value $.10	G	445	—	Disposed	2064803	Direct
2016-07-12	Common Stock, par value $.10	G	2344	—	Disposed	2064803	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.10	4920.0049	Indirect
Common Stock, par value $.10	2565000	Indirect
Common Stock, par value $.10	8100	Indirect
Common Stock, par value $.10	17307	Indirect
Common Stock, par value $.10	396000	Indirect

Footnotes

F1: Not applicable.

F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2016.

F4: Business limited partnership under control of Reporting Person.

F5: Business trust for the benefit of Reporting Person and Reporting Person's children.

F6: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

F7: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.