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FRANKLIN RESOURCES INC Director's Dealing 2015

Nov 2, 2015

30512_dirs_2015-11-02_91c99f18-9a30-4db2-9284-e67b4abac19c.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2015-09-30

Reporting Person: JOHNSON JENNIFER M (Co-President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-15 Common Stock, par value $.10 G 1285 Acquired 159269 Indirect
2014-12-15 Common Stock, par value $.10 G 1285 Disposed 1448118.1082 Direct
2015-08-26 Common Stock, par value $.10 G 710 Acquired 1448118.1082 Direct
2015-08-26 Common Stock, par value $.10 G 3550 Acquired 159269 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 1661.1817 Indirect
Common Stock, par value $.10 2610000 Indirect
Common Stock, par value $.10 15000 Indirect
Common Stock, par value $.10 198000 Indirect

Footnotes

F1: Not applicable.

F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.

F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2015.

F4: Business limited partnership under control of Reporting Person.

F5: Business trust for the benefit of Reporting Person and Reporting Person's children.

F6: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.