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FRANKLIN RESOURCES INC — Director's Dealing 2015
Nov 2, 2015
30512_dirs_2015-11-02_91c99f18-9a30-4db2-9284-e67b4abac19c.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2015-09-30
Reporting Person: JOHNSON JENNIFER M (Co-President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-15 | Common Stock, par value $.10 | G | 1285 | — | Acquired | 159269 | Indirect |
| 2014-12-15 | Common Stock, par value $.10 | G | 1285 | — | Disposed | 1448118.1082 | Direct |
| 2015-08-26 | Common Stock, par value $.10 | G | 710 | — | Acquired | 1448118.1082 | Direct |
| 2015-08-26 | Common Stock, par value $.10 | G | 3550 | — | Acquired | 159269 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 1661.1817 | Indirect |
| Common Stock, par value $.10 | 2610000 | Indirect |
| Common Stock, par value $.10 | 15000 | Indirect |
| Common Stock, par value $.10 | 198000 | Indirect |
Footnotes
F1: Not applicable.
F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2015.
F4: Business limited partnership under control of Reporting Person.
F5: Business trust for the benefit of Reporting Person and Reporting Person's children.
F6: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.