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FRANKLIN RESOURCES INC — Director's Dealing 2015
Nov 3, 2015
30512_dirs_2015-11-02_38f18c3d-4348-456a-aa9a-3204093285e4.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2015-09-30
Reporting Person: JOHNSON RUPERT H JR (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-29 | Common Stock, par value $.10 | G | 200000 | — | Disposed | 104465045 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 21920.7185 | Indirect |
| Common Stock, par value $.10 | 1206735 | Indirect |
| Common Stock, par value $.10 | 10116 | Indirect |
Footnotes
F1: Not applicable.
F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2015.
F3: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
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