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FRANKLIN RESOURCES INC — Director's Dealing 2015
Dec 2, 2015
30512_dirs_2015-12-02_84006a7d-8693-484e-93b3-c3b4a6723d79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2015-12-01
Reporting Person: LEWIS KENNETH A (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-01 | Common Stock, par value $.10 | F | 2833 | $41.83 | Disposed | 132903.517 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 1828.9407 | Indirect |
| Common Stock, par value $.10 | 17678 | Indirect |
Footnotes
F1: Of the amount of securities beneficially owned, 42,083 shares represent unvested restricted stock awards.
F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2015.
F3: Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.
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