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FRANKLIN RESOURCES INC Director's Dealing 2015

Dec 2, 2015

30512_dirs_2015-12-02_84006a7d-8693-484e-93b3-c3b4a6723d79.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2015-12-01

Reporting Person: LEWIS KENNETH A (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-01 Common Stock, par value $.10 F 2833 $41.83 Disposed 132903.517 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 1828.9407 Indirect
Common Stock, par value $.10 17678 Indirect

Footnotes

F1: Of the amount of securities beneficially owned, 42,083 shares represent unvested restricted stock awards.

F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2015.

F3: Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.