AI assistant
FRANKLIN RESOURCES INC — Director's Dealing 2015
Dec 23, 2015
30512_dirs_2015-12-23_a09da15e-e240-4bb2-94d7-e3d996bf3c79.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2015-12-22
Reporting Person: JOHNSON JENNIFER M (Co-President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-05 | Common Stock, par value $.10 | G | 1700 | — | Disposed | 1487536.1387 | Direct |
| 2015-11-05 | Common Stock, par value $.10 | G | 1700 | — | Acquired | 160969 | Indirect |
| 2015-12-22 | Common Stock, par value $.10 | P | 210 | $35.7452 | Acquired | 161179 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 1667.7951 | Indirect |
| Common Stock, par value $.10 | 2610000 | Indirect |
| Common Stock, par value $.10 | 15000 | Indirect |
| Common Stock, par value $.10 | 198000 | Indirect |
Footnotes
F1: Not applicable.
F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2015.
F4: Business limited partnership under control of Reporting Person.
F5: Business trust for the benefit of Reporting Person and Reporting Person's children.
F6: Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.