AI assistant
FRANKLIN RESOURCES INC — Director's Dealing 2014
Jan 14, 2014
30512_dirs_2014-01-14_05d9b9d2-be00-4ea5-9e13-e33fb792a6fa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2013-09-30
Reporting Person: TATLOCK ANNE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-29 | Common Stock, par value $.10 | G | 300 | — | Disposed | 502200 | Direct |
| 2013-05-30 | Common Stock, par value $.10 | G | 360 | — | Disposed | 502200 | Direct |
Footnotes
F1: Number of shares gifted reported on a pre-split basis prior to Issuer's July 25, 2013 stock split.
F2: Not applicable.
F3: Balance as of September 30, 2013 reflects adjustment in connection with the 3-for-1 stock split of the common stock of Franklin Resources, Inc. in the form of a stock dividend distributed on July 25, 2013 to stockholders of record at the close of business on July 12, 2013.
F4: In addition, balance reflects a 2,400 share reduction (on a post-split basis) from previously filed reports, thereby correcting a share ownership discrepancy.