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FRANKLIN RESOURCES INC — Director's Dealing 2014
Mar 13, 2014
30512_dirs_2014-03-13_f7872aea-4688-4a33-b739-4d634fd0b6f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2014-03-12
Reporting Person: Johnson Charles Endler (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-12 | Common Stock, par value $.10 | A | 2367 | $52.83 | Acquired | 9241 | Direct |
| 2013-12-16 | Common Stock, par value $.10 | G | 514 | — | Acquired | 6874 | Direct |
| 2013-12-16 | Common Stock, par value $.10 | G | 1542 | — | Acquired | 52689 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 1999800 | Indirect |
Footnotes
F1: Shares represent a grant of common stock under Franklin Resources, Inc.'s 2002 Universal Stock Incentive Plan, as amended and restated.
F2: Reflects adjustment in connection with the 3-for-1 stock split of the common stock of Franklin Resources, Inc. in the form of a stock dividend distributed on July 25, 2013 to stockholders of record at the close of business on July 12, 2013.
F3: Not applicable.
F4: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
F5: Business limited partnership under control of Reporting Person.