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FRANKLIN RESOURCES INC — Director's Dealing 2014
Aug 21, 2014
30512_dirs_2014-08-20_e5d92273-14e0-4f32-9339-d6cb8e6a6360.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2014-08-20
Reporting Person: LUSK JOHN M (EVP-Investment Management)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-25 | Common Stock, par value $.10 | G | 200 | — | Disposed | 86172 | Indirect |
| 2014-08-20 | Common Stock, par value $.10 | S | 14704 | $55.741 | Disposed | 72510 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 49288.4903 | Direct |
| Common Stock, par value $.10 | 1367.477 | Indirect |
Footnotes
F1: Not applicable.
F2: Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.
F3: Since last filing, includes 1,042 shares previously reported by Reporting Person under direct shares.
F4: Of the amount of securities beneficially owned, 35,969 shares represent unvested restricted stock awards.
F5: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of April 11, 2014.